Administrative Policies
Faculty, Faculty Rank, and Faculty TitlesPolicy Number: 2.1 Current Effective Date: 06/17/2021 Original Effective Date: 04/30/1999 Revision Dates: 05/15/2002, 06/23/2004, 03/22/2005, 10/12/2005, 01/23/2008, 11/20/2009, 08/24/2010, 02/28/2011, 12/14/2011, 09/22/2014, 06/17/2021 Revision Number: 11 Revision Summary: technical edit regarding documentation Responsible Official: Provost; Vice President of Academics and Student Services; Vice President Human Resources References: 2.1.2 Full-Time FacultyA full-time faculty member is an employee of a KCTCS college who is qualified for appointment to one (1) of the academic ranks listed in Policy Subsection 2.1.3 and ordinarily has full-time teaching duties or has other teaching related duties (e.g. research, academic administration, librarians, counselors) equivalent to a full-time teaching load and fulfills the duties and responsibilities of a faculty member. 2.1.2.1 Librarians (Faculty)Librarians perform specific duties as assigned by the director of library services or the chief academic officer. A college’s academic programming encompasses four general areas: pre-baccalaureate, occupational/technical, developmental, and continuing education/community service. Librarians assist in achieving educational objectives relevant to these areas. The library services philosophy supports the general philosophy of an open access college: to assist individuals through college programs to realize their full potential as educated citizens. Toward that end, the duties included in any job description encompass all functions assigned to the librarian as reflected on the annual planning document agreement. Each librarian may, in addition, be given by the director of library services specific assignments that are in keeping with institutional priorities, program needs, and individual expertise. The basic concept of library services is that each college provides a library program to which each individual librarian contributes as student and faculty needs emerge and institutional change occurs. The librarian is evaluated by the director of library services. General Responsibilities may include:
Qualifications: Master’s or Doctoral Degree in Library and Information Sciences from an American Library Association accredited program. The librarian will be evaluated by the director of library services. 2.1.2.2 Counselors (Faculty)Counselors employed by KCTCS colleges are expected to address specific duties as assigned by the chief student services officer or chief academic officer. The college’s academic programming encompasses four general areas: developmental, continuing education/community service, occupational/technical, and pre-baccalaureate. The counselor shall be prepared to assist students in achieving educational objectives relevant to these areas. The counseling program’s philosophy is supportive of the general philosophy of an open access college: to assist individuals, through college programs, to realize their full potential as educated citizens. Toward that end, the duties shall encompass all functions normally assigned to the counselor as reflected on the annual planning document agreement. Each counselor may, in addition, be given other assignments that are in keeping with institutional priorities, program needs, and individual expertise. The counselor will be evaluated annually by the chief student services officer or other designated supervisor. General Responsibilities may include: Academic and Career Exploration
Personal Growth Programs and Other Areas that Affect the Complete Development of an Educated Person
Qualifications:
Preference may be given to:
2.1.3 General Criteria for Ranks (KCTCS Faculty Hired 2004 and Thereafter; All Other Full-Time Faculty Who Select This Criteria)Faculty Hired in Former UK Personnel System or Prior to 2004 in a Community College are grandfathered under 2003-2004 promotion criteria. (See Attachment A) Faculty Hired in Former Kentucky TECH System or Prior to 2004 in a Technical College are grandfathered under 2003-2004 promotion criteria. (See Attachment B) For eligibility for promotion in rank, see administrative policy 2.6. 2.1.3.1 Instructor or LecturerThe title Instructor designates a person whose services are primarily teaching or other teaching-related duties (e.g. research, academic administration, librarians, counselors), advising, community service, professional development, and institutional service based on the planning document agreement. The title Lecturer designates a person whose services are for specific teaching or other teaching-related duties (e.g. instructional design, online teaching and/or facilitation, laboratory or clinical facilitation). Other academic duties and service may be considered and will be based upon the planning document agreement. In occupational/technical programs where an academic degree is not available, two (2) years of occupational experience, professional preparation in the field, or registration or certification by a recognized agency may be presented in lieu of educational attainment. The minimum academic degree for faculty teaching in professional, occupational and technical degree areas must be at the same level at which the faculty member is teaching. The typical combination is a baccalaureate degree with appropriate work experience. In the pre-baccalaureate program, faculty must meet the credential qualifications as stated in the Southern Association of Colleges and Schools’ Principles of Accreditation. 2.1.3.2 Assistant ProfessorPromotion to the rank of Assistant Professor will be made when the colleagues, the division chairperson/director of library services, the chief academic officer, or the chief student services officer, and the president/ceo of the college determine that the individual has a current capacity for quality teaching or other teaching-related duties, quality student relations, and community service. The individual will also have demonstrated an interest in professional development and in fulfilling the mission of the college. The evaluation of the individual’s performance should be determined by the use of current objective evaluative instruments used at the college. This rank is a recognition of increased quality and depth of performance and achievement rather than length of service. 2.1.3.3 Associate ProfessorPromotion to Associate Professor will be made only after an indication of continuous improvement and contribution as a faculty member. The individual shall have compiled a record of achievement in all assigned areas of activity and have demonstrated leadership in one or more of these. The individual shall also have contributed to the overall fulfillment of the college mission. The evaluation of the individual’s performance should be determined by the use of current objective evaluative instruments used at the college. This rank is a recognition of increased quality and depth of performance and achievement rather than length of service. 2.1.3.4 ProfessorPromotion to the rank of Professor will be awarded to an outstanding faculty member who has demonstrated excellence in assigned areas of activity and in professional development as related to the mission of the college. This person shall also have been recognized for educational or professional leadership activities extending beyond the local college level. The evaluation of the individual’s performance should be determined by the use of current objective evaluative instruments used at the college. This rank is a recognition of increased quality and depth of performance and achievement rather than length of service. 2.1.3.5 Review Periods (All Eligible Faculty)Track A: (Continuing Status/Continued Status/Term Contract Status)Full-time faculty at the rank of Instructor shall serve three (3) years at the rank of Instructor to be eligible for promotion to Assistant Professor. Full-time faculty at the rank of Lecturer will not be eligible for promotion in rank. Faculty at the rank of Assistant Professor shall serve three (3) years at the rank of Assistant Professor to be eligible for promotion to the rank of Associate Professor. Faculty at the rank of Associate Professor shall serve six (6) years at the rank of Associate Professor to be eligible for promotion to the rank of Professor. Track B: (Tenure Track/Tenure Status)An individual shall not remain as an Instructor for more than three (3) years. If after that period promotion to a higher rank cannot be justified, the individual's appointment in the Kentucky Community and Technical College System shall not be renewed. Non-tenured appointments at the Assistant Professor or Associate Professor level shall not exceed seven years including previous full-time service at the rank of Instructor or higher at other institutions of higher learning, except that no more than three (3) years of previous service may be counted against this seven year probationary period. Reviews shall follow the usual procedures for promotion and must be completed in time for the individual to be notified of the result in accordance with the KCTCS policies and procedures or as otherwise set forth in the individual's Letter of Appointment. Assistant Professors must either be promoted at the end of the probationary period or shall not have their appointments renewed. 2.1.4 Types of Appointments Applicable to All FacultyAll recommendations for appointment to the faculty of KCTCS colleges must be supported by a file containing a complete vita of the candidate and official college transcripts. These recommendations must originate with the chief academic officer or the appropriate administrative officer in concert with the college’s and KCTCS’ hiring procedures after due consultation with the appropriate faculty members. Established criteria shall form the basis for judgment at all steps of the appointment process. The precise terms and conditions concerning each appointment shall be stated in writing on an official appointment record. 2.1.4.1 Visiting ProfessorsThe designation "visiting" before an academic title indicates that the holder of the title has a limited temporary appointment for an academic year, semester, or summer term. The visiting title used should be appropriate to the appointee's home base position, i.e., Visiting Professor, Visiting Associate Professor, Visiting Assistant Professor, or Visiting Instructor. Where professorial rank or title does not appear to be suitable, the title "Visiting Lecturer" should be used. A visiting appointment may be full-time or part-time, salaried or unsalaried. The appointment is by definition a temporary one and the visitor is not eligible for staff benefits, except that those with salaried full-time appointments are eligible for health insurance coverage. The visiting title does not include eligibility for membership in the Senate. Membership, with or without voting privileges, may be extended to a visiting appointee by the faculties of the college and the division to which the appointee is assigned. 2.1.4.2 Voluntary FacultyVoluntary faculty members are those appointed by a KCTCS college president/ceo who receive no stipend or salary and who devote only a part of their time to a program. Usually such faculty members are engaged in private practice or business, but they may hold full-time positions with other institutions and agencies. Voluntary faculty members are not eligible for tenure, for usual benefits available to full-time faculty members, or for membership in the Senate. Faculty membership, with or without voting privileges, may be extended by a college to one (1) or more of its voluntary faculty. Voluntary faculty may be appointed by the president/ceo of a KCTCS college and reported to the Chancellor. A Voluntary Faculty Data Form shall be completed and is maintained at the college. The college compiles a list of voluntary faculty from the completed Voluntary Faculty Data Forms, which should be forwarded to the Chancellor at the earliest opportunity for processing and reporting to the Kentucky Community and Technical College System President. Since the affiliation of Voluntary Faculty with the college is not documented in the payroll system, completion of the Voluntary Faculty Data Form and submission of the list of voluntary faculty to the System Office is necessary to formalize the association. The Voluntary Faculty Data Form should be completed prior to assumption of duties. Each spring, voluntary faculty members for the following academic year should be appointed or reappointed at the same time the college is appointing or reappointing full-time faculty members. Voluntary faculty members may be appointed or reappointed for periods determined by the college president/ceo. When reporting voluntary faculty appointments, a cover letter, or letter of transmittal, should accompany the form. Signed copies of each Appointment Form, if utilized, are returned to the college. 2.1.4.3 Part-Time Faculty– (Less Than Full-Time)Part-time faculty are employed by the college to meet the needs of the instructional program. Term contracts are given to the part-time faculty who are appointed by the president/ceo. The employment of part-time faculty members provides expertise which enhances the educational effectiveness of the college. Typically, part-time faculty members are not eligible for membership in the Senate. Membership, with or without voting privileges, may be extended to a part-time faculty member in the faculty of the college and in the division to which the individual is assigned. 2.1.4.4 Emeritus ProfessorsUpon retirement, tenured status, continuing status, and continued status faculty members may retain their titles with the designation "emeritus" at the discretion and approval of the respective college president/ceo. In addition, the respective college president/ceo will determine the privileges to be given to the emeritus designated faculty member.Access to such privileges shall be limited to those resources that are owned, managed, and/or controlled at the local college level. 2.1.4.5 Retired Faculty EmploymentOfficial retirees may be hired as a temporary part-time or full-time faculty member in one of two (2) ways:
In all cases the college should contact the KCTCS Human Resources Office to verify the status of the potential employee, and to check on benefit implications (social security earnings, Medicare, etc.), and should then advise the retiree. The retiree may also wish to consult with the KCTCS Human Resources Office to check on benefits implications. 2.1.5 Failure to Support Administrative Action for Promotion (All Eligible Faculty)Whenever a recommendation to promote is disapproved by either the Chancellor or the President of the Kentucky Community and Technical College System, this fact must be reported back to the president/ceo of the college with supporting reasons in writing, and an opportunity provided for a thorough discussion among the concerned parties. The president/ceo of the college shall notify the faculty member in writing of the decision not to promote and shall include the reason(s) for the decision. The president/ceo of the college will initiate the discussion with the faculty member. The director of library services/division chairperson, chief academic officer, and/or chief student services officer may be included in such a discussion at the request of the president/ceo of the college or the faculty member. Any related appeals through administrative channels and/or the KCTCS Senate Advisory Committee on Appeals (KCTCS Senate ACA) (for the ranks of Assistant, Associate, or Professor) must be initiated in writing by the faculty member within thirty (30) days after being notified in writing by the president/ceo of the college of the decision not to approve a recommendation to promote. The faculty member’s appeal, which is sent through the college president’s office, shall be in writing and shall be addressed to the Chancellor. It shall state and explain the basis of the appeal under inadequate consideration and/or incomplete procedure. (See KCTCS administrative policies and procedures regarding faculty appeals through the KCTCS Senate Advisory Committee on Appeals.) The KCTCS Senate ACA shall follow formal hearing appeal procedures developed by the committee. 2.1 Administrative Policy Attachment AFACULTY HIRED IN FORMER UK PERSONNEL SYSTEM OR PRIOR TO 2004 IN A COMMUNITY COLLEGE GRANDFATHERED UNDER 2003-2004 GENERAL CRITERIA FOR RANKSAlthough it would be impossible to specify the exact criteria for judging an appointment or promotion to any one particular rank, a few general statements are made as guides to review committees. Instructor in the Community CollegesThe title Instructor in the Community Colleges designates a person whose services are contracted primarily for teaching, advising, and community service, including professional development, and institutional service (all areas on the planning agreement). The individual should have an understanding of and a belief in the purposes of a community college. In the pre-baccalaureate program, faculty must meet the credential qualifications as stated in the Southern Association of Colleges and Schools Criteria for Accreditation Manual. In technical programs where an academic degree is not available, two (2) years of occupational experience, professional preparation in the field, or registration or certification by a recognized agency may be presented in lieu of educational attainment. In technical programs where an academic degree is available, it is expected that the individual shall have at least a bachelor's and preferably a master's degree where appropriate. Assistant Professor in the Community CollegesAppointment or promotion to the rank of Assistant Professor in the Community Colleges will be made when it has been determined by colleagues, the Division Chairperson, and the President of the Community College that the individual has a current capability for good teaching, good student relations, and community service; and that the individual has demonstrated a genuine concern in fulfilling the purposes of a community college. The evaluation of the individual's performance should be determined by the use of current objective evaluative instruments. Associate Professor in the Community CollegesThe promotion to Associate Professor in the Community Colleges will be made only after an indication of continuous improvement and contribution as a faculty member. The individual shall have demonstrated definite leadership in assigned areas of activity and in the overall development of the program of the applicable community college. The individual also shall have earned recognition for educational leadership. Professor in the Community CollegesA promotion to the rank of Professor in the Community Colleges should be an indication that the individual is an outstanding, mature faculty member who has been recognized for leadership in the applicable community college and the Community College Branch; and who has demonstrated excellence in assigned areas of activity, in professional development, and in the total program of the applicable community college. It should always be stressed that this rank is a recognition of quality, and depth of performance and achievement rather than length of service. 2.1 Administrative Policy Attachment BFACULTY HIRED IN FORMER KENTUCKY TECH SYSTEM OR PRIOR TO 2004 IN A TECHNICAL COLLEGE GRANDFATHERED UNDER 2003-2004 GENERAL CRITERIA FOR RANKSDefinition of Faculty Eligible for Promotion – Technical Colleges
Certificate and Diploma Programs: Promotions – Technical CollegesInstructor to Assistant Professor – Technical CollegesPerformance Effectiveness: Good recommendations would consist of all required components from the following:
** Student course evaluations: faculty in correctional settings will have the student course evaluations completed by on-site administration. ***Advising: Non-occupational program faculty may submit materials which document collaborative or subject area information which supports the advising process.
Work Experience*: 2 years Teaching Experience: 3 years, 3 of which must be KCTCS*. Professional Activities: Professional organization membership, campus committee membership, awards and recognition, etc. Assistant Professor to Associate Professor – Technical CollegesPerformance Effectiveness: Must be rated as Very Good.
** Student course evaluations: faculty in correctional settings will have the student course evaluations completed by on-site administration. ***Advising: Non-occupational program faculty may submit materials which document collaborative or subject area information which supports the advising process. Education: Bachelor’s or equivalent* with 12 semester hours in teaching or related field.
Work Experience*: 2 years. Teaching Experience: Six years, three of which must be in KCTCS*. Recognized Leadership: Must be evaluated as Very Good.Local Senate committee officer or chair or major Senate committee, accreditation committee standard chair, officer in faculty council, attended leadership academy, representative to board of directors, student organization advisor, officer in professional organization. (Examples that may be used to meet this requirement) Minimum Time in Previous Rank*: Three years as Assistant Professor. Note: Faculty hired prior to academic year 2000-01 may also demonstrate that initial appointment criteria for Assistant Professor has been met to fulfill part of this three year requirement for the initial promotion in rank. (Thereafter, time in the promoted rank must be served.) Associate Professor to Professor – Technical CollegesPerformance Effectiveness: Must be rated as Excellent.
** Student course evaluations: faculty in correctional settings will have the student course evaluations completed by on-site administration. ***Advising: Non-occupational program faculty may submit materials which document collaborative or subject area information which supports the advising process. Education:Bachelor’s degree in teaching or related field. Teaching Experience: 10 years, 6 of which must be under KCTCS*. *KCTCS teaching experience includes teaching in the technical (KY TECH) or community college system prior to the establishment of KCTCS. System/District Leadership: Must be evaluated as Excellent. Minimum Time in Previous Rank*: 6 years as Associate Professor Note: Faculty hired prior to academic year 2000-01 may also demonstrate that initial appointment criteria for Associate Professor has been met to fulfill part of this six year requirement for the initial promotion in rank. (Thereafter, time in the promoted rank must be served.) AAS and AAT Programs and Courses: Promotions – Technical CollegesInstructor to Assistant Professor – Technical CollegesPerformance Effectiveness: Good recommendations would consist of required components of the following:
** Student course evaluations: faculty in correctional settings will have the student course evaluations completed by on-site administration. ***Advising: Non-occupational program faculty may submit materials which document collaborative or subject area information which supports the advising process. Education: Bachelor’s or equivalent* in teaching or related field. Work Experience*: 2 years. Teaching Experience: 3 years which must be under KCTCS*. Professional Activities: Professional organization membership, campus committee membership, awards and recognition, etc. Assistant to Associate Professor – Technical CollegesPerformance Effectiveness: Must be rated as Very Good
** Student course evaluations: faculty in correctional settings will have the student course evaluations completed by on-site administration. ***Advising: Non-occupational program faculty may submit materials which document collaborative or subject area information which supports the advising process. Education: Bachelor’s or equivalent* with 18 semester hours in teaching or related field. Work Experience*: 2 years. Teaching Experience: 6 years, 3 of which must be under KCTCS*. Recognized Leadership: Must be evaluated as Very Good. Minimum Time in Previous Rank*:3 years as Assistant Professor. Associate Professor to Professor – Technical CollegesPerformance Effectiveness: Must be rated as Excellent.
** Student course evaluations: faculty in correctional settings will have the student course evaluations completed by on-site administration. ***Advising: Non-occupational program faculty may submit materials which document collaborative or subject area information which supports the advising process Education: Bachelor’s degree required plus Master’s degree or Master’s equivalent* in teaching or related field. *Equivalent of a master’s degree is defined as:
Work Experience*: 2 years. Teaching Experience: 10 years, 6 of which must be under KCTCS*. *KCTCS teaching experience includes teaching in the technical (KY TECH) or community college system prior to the establishment of KCTCS. System/District Leadership: Must be evaluated as Excellent. Minimum Time in Previous Rank*: 6 years as Associate Professor. Note: Faculty hired prior to academic year 2000-01 may also demonstrate that initial appointment criteria for Associate Professor has been met to fulfill part of this six year requirement for the initial promotion in rank. (Thereafter, time in the promoted rank must be served.) Related Information: COE/SACSCOC Requirements for AAS/AAT Degree Programs and Courses
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