LOS ANGELES COUNTY
DEPARTMENT OF MENTAL HEALTH
  Policy 506.03 Responding To Branch of Protected Health Information
 
Policy Category:  Administrative
Distribution Level:  Directly Operated
Responsible Party:  Compliance Privacy and Audit Services
 
Approved by Marvin J. Southard, DSW, Director on May 3, 2011
 
I.  PURPOSE
 
To establish guidance for the workforce members of the Los Angeles County Department of Mental Health (DMH) in the event a breach or suspected (possible) breach of Protected Health Information (PHI) is discovered.

This policy is intended to ensure that DMH practices are consistent with the provisions of the Health Insurance Portability and Accountability Act (HIPAA) and Health Information Technology for Economic and Clinical Health (HITECH) Act.

 
II.  DEFINITIONS
 
Breach: The term ‘breach’ means the unauthorized acquisition, access, use, or disclosure of PHI which compromises the security, privacy, or integrity of the health information, except where an unauthorized person to whom such information is disclosed would not reasonably have been able to retain such information. The HITECH Act clarifies that an unauthorized activity compromises the privacy or security of PHI or electronic PHI if it poses a significant risk for financial, reputational, or other harm to the individual.

Discovered: A breach of PHI or electronic PHI will be deemed ‘discovered’ as of the first day the Department's workforce member knows of the breach, or by exercising reasonable diligence, would or should have known about the breach.

Protected Health Information (PHI): PHI is individually identifiable information relating to the past, present, or future physical or mental health or condition of an individual, provision of health care to an individual, or the past, present, or future payment for health care provided to an individual.

Unauthorized Acquisition, Access, or Disclosure: The terms ‘Unauthorized Acquisition’, ‘Access’, or ‘Disclosure’ of PHI means such was done in a manner not permitted by the HIPAA Privacy Rule or DMH policy.

Unsecured Protected Health Information: This concept means PHI that is not secured by a technology or methodology standard (as specified in the guidance issued by the Department of Health and Human Services) that renders PHI unusable, unreadable, or indecipherable to unauthorized individuals.

Workforce: includes employees, volunteers, trainees, and other persons whose work performance is under the direct control of DMH, whether they are paid or not.

 
III.  POLICY

It is the policy of DMH that any staff or manager who becomes aware of a breach of PHI shall immediately notify the DMH Privacy Officer and/or Information Security Officer of that non-compliant action.
 
IV.  PROCEDURES
 
Procedures - Responding to Breach of Protected Health Information
 
V.  AUTHORITIES
 
45 C.F.R. Parts 160, 162, and 164
45 C.F.R. Section 164.402 of the Interim Final Rule
American Recovery and Reinvestment Act of 2009 Title XIII - Health Information Technology for Economic and Clinical Health Act Section 13402

 
V.  ATTACHMENT
 
No attachments are associated with this policy.