LOS ANGELES COUNTY
DEPARTMENT OF MENTAL HEALTH
  Policy 201.04 Disclosure of Licensee Probation Status to Clients
 
Policy Category:  Clinical
Distribution Level:  Directly Operated
Review and Approved by:  Directly Operated Programs
 
Approved by Curley L. Bonds, MD, Chief Medical Officer, on Mar 28, 2024
 
I.  PURPOSE
 
To protect public interest and implement safeguards for clients to ensure they are fully informed when their physician is on probation for serious professional misconduct involving client harm or potential harm.
 
II.  DEFINITION
 
Licensee: Any doctor, inclusive of physicians and surgeons, licensed by the Medical Board of California or Osteopathic Medical Board of California.
 
III.  POLICY
 
Licensees shall notify their immediate supervisor of any potential license impact emanating from probationary status.

Licensees shall provide clients, or a client's guardian or health care surrogate with a separate disclosure of probation status resulting from the following circumstances:
  • Sexual abuse, sexual misconduct, or sexual relations with a client
  • Substance abuse resulting in harm to clients or impairing the licensee’s ability to practice safely
  • Criminal conviction involving harm to clients
  • Inappropriate prescribing resulting in harm to clients and five or more years of probation
Disclosures shall be made prior to a client’s first visit following a probationary order placed on and after July 1, 2019, and include the following:
  • Licensee’s probation status
  • Length of probation
  • Probation end date
  • All practice restrictions placed on the licensee by the board
  • The board’s telephone number
  • Explanation of how the client can access additional information on the licensee’s profile page on the board’s online license information website.
Licensees shall obtain a signed copy of the Disclosure of Licensee Probation Status from the client or client’s guardian to be placed on the client’s chart.

Licensees are not required to provide a disclosure if any of the following apply:
  • The client is unconscious or unable to comprehend and sign the disclosure, and a guardian or health care surrogate is unavailable to comprehend and sign the disclosure.
  • The visit occurs in an emergency room or an urgent care facility or the visit is unscheduled, including consultations in inpatient facilities.
  • The licensee who will be treating the client during the visit is not known to the client until immediately prior to the start of the visit.
  • Licensee does not have a direct treatment relationship with the client.
IV.  PROCEDURES
 
No procedures are associated with this policy.
 
V.  AUTHORITIES
 
VI.  ATTACHMENT