The UAB Policies and Procedures Library is a repository of all current policies and associated procedures.

Although the policies contained herein are intended to reflect current rules and policies of the University, users are cautioned that changes or additions my have become effective since the publication of this material. In the event of a conflict, current statements of Board policy contained in the Bylaws, Rules, official minutes, and other pronouncements of the Board of Chancellor, or superseding law shall prevail.

Documents:   Show CategoriesReturn to Main Page  
Page        1 of 2Document 1 to 100 of 107  
  TitleCategoryEffective Date
  Additional Safeguards for Children Involved in Research Including Assent- PRO108ResearchMar 30, 2007
  Assurance of Compliance with Department of Health and Human Services Policy on Protection of Human Subjects- PRO107ResearchMar 30, 2007
  Assurance of Compliance with Federal Human Subjects Research Regulations- POL007ResearchMar 30, 2007
  Case Reports- POL043ResearchMay 09, 2011
  Clinical Research Billing PolicyResearchDec 10, 2007
  Communication Among IRBs- PRO118ResearchMar 30, 2007
  Complaints and Inquiries for Research Participants, Investigators, Research Staff, and the Community- POL011ResearchMar 30, 2007
  Complaints and Inquiries for Research Participants, Investigators, Research Staff, and the Community- PRO111ResearchMar 30, 2007
  Compliance with Human Subjects Regulations, IRB Requirements, and Determinations- PRO128ResearchMar 30, 2007
  Compliance with Human Subjects Regulations and Requirements of the IRB- POL028ResearchMar 30, 2007
  Conducting and Evaluating Activities Designed to Educate the Public about Human Subjects Research- PRO130ResearchMar 30, 2007
  Confidentiality of Data- POL012ResearchMar 30, 2007
  Confidentiality of Data; HIPAA Authorization and Waiver- PRO112ResearchMar 30, 2007
  Conflicts of Interest- POL023ResearchMar 30, 2007
  Continuing Review of Research Approved by the Convened IRB- PRO147ResearchMar 30, 2007
  Continuing Review of Research by the Expedited Procedure- PRO150ResearchMar 30, 2007
  Copyright Policy ResearchSep 18, 2006
  Data Safety Monitoring- POL016ResearchMar 30, 2007
  Data and Safety Monitoring for Human Subjects Research- PRO116ResearchMar 30, 2007
  Definition of "Legally Authorized Representative" for Decisionally Impaired Adults- POL025ResearchMar 30, 2007
  Definition of Child, Parent, Guardian- POL015ResearchMar 30, 2007
  Definition of a Principal InvestigatorResearchMay 18, 2015
  Determination of Exemption from Human Subjects- PRO105ResearchMar 30, 2007
  Determination of Human Subject Research on Cell Lines- POL042ResearchMay 09, 2011
  Determination that Necessary Resources are Available for Care and Safety of Human Research Participants- PRO137ResearchMar 30, 2007
  Determination that Research Risks to Subjects Are Minimized- PRO127ResearchMar 30, 2007
  Documentation of Convened IRB Proceedings- PRO146ResearchMar 30, 2007
  Documentation of Research Undergoing Initial or Continuing Review by the Expedited Procedure- PRO136ResearchMar 30, 2007
  Educational Activities on Human Research Protections for Participants, Prospective Participants, and the Community- POL030ResearchMar 30, 2007
  Emergency Use of FDA-Regulated Test Articles- PRO151ResearchMar 30, 2007
  Ensure Prompt Reporting of Unanticipated Problems Involving Risks to Subjects or Others to the IRB- POL006ResearchMar 30, 2007
  Ensuring Qualifications of Investigators- PRO103ResearchMar 30, 2007
  Establishing a Subrecipient AgreementResearchOct 11, 2007
  Establishment, Maintenance, and Utilization of IRBs- POL018ResearchMar 30, 2007
  Ethical and Legal Framework for Protection of Human Research Participants at UAB- POL002ResearchMar 30, 2007
  Evaluating and Training Individuals Involved in the Human Research Protection Program- PRO100ResearchMar 30, 2007
  Expectations for Research Sponsors- POL005ResearchMar 09, 2010
  Expedited Review of Human Subjects Research- POL020ResearchMar 30, 2007
  Export Control PolicyResearchJul 11, 2011
  Facilitated Review of Research for NCI Pediatric Central IRB-Approved Research Protocols- PRO149ResearchMar 30, 2007
  Facilities and Administrative Rate Policy ResearchAug 02, 2019
  Handling of Investigational or Unlicensed Test Articles (Devices)- PRO141ResearchMar 30, 2007
  Handling of Investigational or Unlicensed Test Articles (Drugs)- PRO121ResearchMar 30, 2007
  IRB Consultants- POL014ResearchMar 30, 2007
  IRB Guidebook for InvestigatorsResearchJun 22, 2010
  IRB Member Roster and Quorum- PRO101ResearchMar 30, 2007
  IRB Member Selection for Convened Meeting- PRO143ResearchApr 19, 2010
  IRB Member and Consultant Conflicting Interest- POL009ResearchMar 30, 2007
  IRB Review by Convened IRB- POL022ResearchMar 30, 2007
  IRB Use of Consultants- PRO114ResearchMar 10, 2010
  Identification and Communication of Human Subjects- POL029ResearchMar 30, 2007
  Identification and Communication of Human Subjects Research to Non-UAB-Affiliated Performance Sites- PRO124ResearchMar 30, 2007
  Identification and Communication of Human Subjects Research to UAB-Affiliated Performance Sites- PRO152ResearchMar 30, 2007
  Identifying and Managing IRB Member and Consultant Conflicting Interest- PRO109ResearchMar 30, 2007
  Identifying and Managing Investigator and Institutional Conflicts of Interest- PRO123ResearchMar 30, 2007
  Informed Consent Elements, Consent Process, and Documentation- POL013ResearchMar 30, 2007
  Informed Consent Process and Documentation- PRO113ResearchMar 30, 2007
  Initial Review Using the Expedited Procedure- PRO120ResearchMar 30, 2007
  Initial Review of Proposed Research at the Convened IRB Meetings- PRO122ResearchMar 30, 2007
  Maintaining the Privacy of Research Subjects- PRO155ResearchMar 30, 2007
  Maintaining the Privacy of Research Subjects Policy- POL037ResearchMar 30, 2007
  Maintenance of IRB Records - POL026ResearchMar 30, 2007
  Maintenance of IRB Records- PRO126ResearchMar 30, 2007
  Minimizing Risks to Subjects- POL027ResearchMar 30, 2007
  Not Human Subjects Research Designation- PRO117ResearchMar 30, 2007
  Number of Submissions Limited by SponsorResearchMar 26, 2014
  Observation of the Informed Consent Process in Ongoing Research- PRO129ResearchMar 30, 2007
  Organization of Protocol Files- PRO115ResearchMar 30, 2007
  Other Laws Affecting Human Subjects Research- POL040ResearchMar 30, 2007
  Participant Communication with Investigators and the IRB as Part of Informed Consent Process- POL031ResearchMar 30, 2007
  Participant Communication with Investigators and the IRB as Part of Informed Consent Process- PRO131ResearchMar 30, 2007
  Patent Policy ResearchFeb 08, 2013
  Policy Development and Communication- POL010ResearchMar 30, 2007
  Policy Development and Communication for the Human Research Protection Program- PRO110ResearchMar 30, 2007
  Pregnant Women, Fetuses, and Neonates Involved as Participants in Research- PRO132ResearchMar 30, 2007
  Prisoners Involved as Participants in Review- PRO133ResearchMar 30, 2007
  Prompt Reporting Of Unanticipated Problems Involving Risks to Subjects or Others to the IRB- PRO106ResearchMar 30, 2007
  Protection of Human Subjects in ResearchResearchMar 30, 2007
  Protection of Human Subjects in Research - POL001ResearchMar 30, 2007
  Qualifications and Composition of IRBs and OIRB- PRO104ResearchMar 30, 2007
  Quality Assurance (Monitoring of Human Subjects Research)- PRO102ResearchMar 30, 2007
  Quality Assurance and Quality Improvement- POL034ResearchMar 30, 2007
  Quality Assurance and Quality Improvement for the Human Research Protection Program- PRO134ResearchMar 30, 2007
  Reporting to Institutional Officials and Regulatory Agencies- POL024ResearchMar 30, 2007
  Repositories of Human Tissue and Databanks- PRO135ResearchMar 30, 2007
  Repositories of Human Tissues and Databanks- POL035ResearchMar 30, 2007
  Request for Documentation Regarding Use of Established Human Cell Lines Not Requiring IRB Review- PRO157ResearchMay 09, 2011
  Research Misconduct PolicyResearchJan 02, 2013
  Review and Signing of Independent Investigator Agreements- PRO156ResearchMar 30, 2007
  Review of Decisionally Impaired Adults Involved in Human Subjects Research Including Assent- PRO125ResearchMar 30, 2007
  Review of Modifications to Previously Approved Research- PRO148ResearchMar 30, 2007
  Review of Modifications to Research at Convened IRB Meetings- PRO144ResearchMar 30, 2007
  Roles and Responsibilities of the Institutional Review Board (IRB)- POL004ResearchMar 30, 2007
  Safeguards for Children Involved in Research- POL008ResearchMar 30, 2007
  Safeguards for Pregnant Women and Fetuses and Neonates Involved in Research- POL032ResearchMar 30, 2007
  Safeguards for Prisoners Involved in Research- POL033ResearchMar 30, 2007
  Scientific/Scholarly Review of Protocols- PRO138ResearchMar 30, 2007
  Selection and Recruitment of Subjects in Research- POL039ResearchMar 30, 2007
  Selection and Recruitment of Subjects in Research- PRO139ResearchMar 30, 2007
  Suspension or Termination of IRB-Approved Research and Administrative Hold- POL038ResearchMar 30, 2007