I.
REFERENCES AND RELATED POLICIES
A.
Memorandum of Understanding (MOU)
Refer to the body of this issuance and to the index for specific applicable sections of the Memorandum of Understanding.
B.
Contract Administration Manual (CAM)
Refer to body of this issuance
and to the index for specific applicable sections of the Contract
Administration Manual. The Contract Administration Manual is a training outline developed by the Office of Labor Relations of the University of California for the administration of the Memorandum of Understanding (MOU) between
the University of California and the University Council, American Federation of Teachers (UC-AFT). This manual should be read in conjunction with the MOU and other subsequent
University instructions.
II.
POLICY
A temporary
appointment occurs when a
person is employed by UCSD for a specific
period of time with
a stated ending date on the appointment. This issuance will discuss policies
pertaining to the appointment
of temporary academics in the Unit 18 bargaining unit; however, all persons involved
in the appointment review process must also refer to the Memorandum of Understanding, and the Contract Administration
Manual for more detailed statements
of policies affecting
use of titles, criteria for appointment,
affirmative action, the review process,
etc.
A Memorandum of Understanding has been
entered into between The Regents of the University
of California and the University Council-American Federation of Teachers. If there is a
conflict between this issuance
and the Memorandum of Understanding, the Memorandum shall prevail.
A. Funding
1.
Before an appointment of a
Unit 18 member can be made, there must be
funding available to the department
or program for the appointment.
2.
Temporary positions
of one year's duration can
be funded from temporary provisions in the
department/program or from permanent faculty
salary funds which have
been released due to leaves of absence and approved for departmental use. Temporary appointments of more than one year's duration can only be funded
from temporary provisions
assigned to the department or program for at least the duration of the appointment.
B. Recruitment and Affirmative
Action
1.
A thorough
and determined search should be made both inside and outside
the University for candidates including
candidates who are minorities, women, handicapped persons, disabled
veterans, and Vietnam era veterans.
Department chairs and/or heads of Organized
Research Units, Programs and Divisions (hereafter referred to as chairs) must insure compliance with policy. Any questions
should be directed to the Assistant Academic
Affirmative Action Coordinator.
Each department unit must actively pursue the goals of Academic
Affirmative Action in all phases
of hiring. However,
the extensive recruiting
effort required for covered appointments is not required for the following
types of temporary
appointments.
a.
"Visiting" titles for those individuals who are on leave from an educational institution.
b.
Nonsalaried appointments.
c.
Appointments for 50%
time or less.
d.
Appointments for two quarters
or less (nine-month basis) or six months or less
(eleven- month basis).
e.
Graduate student
employment, i.e., Associate in (e.g., Literature).
2.
All recruiting
is subject to the limitation
that appointments must conform to established
University policies. Special
conditions must be observed before initiating negotiations with the prospective employee who is:
a.
Employed on another University
of California campus or by another California Institution. State University faculty
can, with the specific
permission of their dean,
teach one course per year for UCSD and receive
salary that does not exceed 20%
of their 100% State University salary, except for University Extension
service.
b.
A near relative of an appointee
in the department or unit.
c.
A noncitizen. Special attention must be
given to recruitment to be sure that the candidate holds a visa and employment authorization which allows compensation for services.
C. Title
The title proposed for a
temporary appointee must be
appropriate for the function and duties the candidate will perform. In proposing salary level for Unit 18 faculty, the following should be
considered: highest degree attained; date Ph.D. was obtained, if any; teaching
experience and ability; present
status at home institution, if any; scholarly
achievements, if any; and professional reputation, where applicable.
Special attention
must be paid to the criteria
for appointment applicable to titles or series as outlined in the Memorandum
of Understanding, Article V, page 4 and the Contract Administration Manual, Article V, C-98.
Titles appropriate for temporary appointees
who are represented by the American Federation of Teachers (Unit 18 Members) are:
1.
Lecture/Senior Lecturer
Individuals who have
full or partial responsibility for instruction of assigned courses
for a specified period of time. Senior Lecturer
titles shall be given
to appointees who qualify for the
Lecturer title who provide service of exceptional value to the University and whose salary is
at the Professor level.
2.
Supervisor of Teacher
Education
Individuals who are responsible for activities/classes in the Teacher Education Program. This title shall be
concurrent with a Non-Salaried
Lecturer title if the appointee
has full or partial
responsibility for assigned
courses.
3.
Teacher - Special Programs
Individuals who teach activity
classes in the Department of Physical Education.
The title Lecturer -- Non-Salaried
is used for individuals who volunteer to teach or participate in an instructional function that requires
an instructional title, e.g., serving
on dissertation committees. This title is not included in the Unit 18
bargaining unit.
D. Salaries (MOU and CAM Article XXII)
Salaries for exclusively represented appointees are set through the collective bargaining
process. The range adjustment for Unit 18 members
is determined through the collective
bargaining process. The following
pay schedules shall be
used for Unit 18 members:
1.
Academic Standard
Table of Pay Rates (MOU, Appendix F)
Refer to this Table for salary steps within the published
range for Lecturer/Senior Lecturer series and Teachers
of Special Programs.
2.
Supervisor of Teacher
Education Salaries (MOU, Appendix F)
Unit members shall not be
paid on a "By Agreement" basis except where there has been
a practice of paying such individuals doing similar work on a
"By Agreement" basis (MOU
XXII-C and CAM C-128); the Academic
Personnel Office must have
evidence of such past practice.
Unit 18 appointees coming from private industry shall be
paid a salary commensurate with
their academic qualifications; they should not be
paid a salary that exceeds 75% of their
industrial salary. Unit members will concurrent fiscal-year appointments (e.g., Researcher) in the University of California shall receive
86% of their fiscal-year salary. All salaries are adjusted to fit the established pay schedules.
In general
the salary level for unit members depends upon the date of the highest degree
attained (e.g., Ph.D. date), teaching experience and ability, and current salary (if any). Recent
Ph.D. graduates are paid at the entry level, unless their experience
as instructors is over and above that of a Teaching Assistant.
E.
Responsibilities of Department Chair
Recommendations for appointments normally originate with the chair. Letters of recommendation
shall provide a description of the candidate's qualifications, proposed role in the department, and other detailed evidence to support the evaluation, such as justification of the proposed
salary, workload, etc. The letter also may present a
report of the chair's consultation with the members of
the department, including any dissenting opinion, as well as a description of the national
search conducted by the department,
if any, to satisfy the Academic Affirmative Action requirements. In
addition to the letter of recommendation, the chair is expected to assemble and submit an up-to- date biography together
with curriculum vitae, publications, and other scholarly/creative work, if any. Opinions
from colleagues in other institutions where the candidate
has served and from other qualified persons having first-hand knowledge of the nominee's
attainments shall be included.
F.
UCSD Workload
Policy
1.
Appointees to the Lecturer/Senior Lecturer titles in Unit 18 shall
teach nine instructional workload courses
(IWC) during the entire
academic year (or three courses per quarter) when employed at 100% time. An instructional workload
course is one that
is regularly scheduled, requires significant academic
preparation by the instructor outside the class, and
meets a minimum of three hours per week.
2.
A course is comprised
of the lectures and sections
listed in the Schedule of Classes. It is the responsibility of the Instructor
to cover sections if Teaching
Assistants, or other support
personnel, have not been assigned to the course by the department.
Responsibility for covering sections
is not a basis for increasing
the workload assigned
to a course.
3.
The training
of Teaching Assistants assigned to the course, including
those enrolled in Apprentice Teaching
500, Apprentice Teaching 501 and
the Teaching Apprentice Program, is an integral
part of the instructor's responsibility for the course and will not be assigned extra workload credit.
G. Workload and Course Equivalencies for Unit 18 Employees (Exhibit D)
The following
course equivalencies have been established for the San Diego campus:
1.
Basic Language Course
Basic language courses are not equivalent
to regular courses
and, therefore, are not subject to
the one-and-a-half course credits for being taught for the first time (see G.4. below).
2.
Colloquia and Seminars
A colloquium or seminar will be
counted as an instructional workload
course and included
in the nine-course load assignment
if, in the judgment of the Dean, it requires
equivalent preparation, is listed in the schedule of classes, and the enrollment
history shows a consistent
pattern of enrollments at or above
the minimum required by the Academic Senate. Such
courses shall not receive a workload value greater than 1.0.
3.
Composition
Four sections
of composition are equivalent to three instructional workload courses. The workload for a 100% time appointee
for the academic year is twelve (12) sections.
This applies to freshman writing sections
and comparable writing sections offered by departments and College Writing Programs.
4.
First-Time Taught Courses
An appointee
teaching an instructional workload course for the first time at the University
of California, San Diego, may--upon review by the appropriate Dean of the required
preparation--receive an additional fifty percent (50%) workload credit, but not to exceed one-
half (.50) of an instructional workload course (IWC) based on the established workload value of the course. This workload credit can be applied only once to a
given course.
5.
Graduate Courses
All 200 level
courses are valued at 1.0.
6.
Independent Study
All courses numbered 195, 196, 197, 198, 199, 295, 296, 297,
298, and 299 are assigned
a workload value of 0.0.
7.
Laboratory, Design, Performance, and Elementary
Language Courses
A workload
value has been established for each of the Laboratory, Design, Performance, and Elementary Language courses shown on the "Workload Values by Department", Exhibit D. All
other Laboratory, Design, Performance, and Elementary
Language courses are valued at 1.0.
8.
Large Enrollment
Courses
An appointee
assigned an instructional workload course with an enrollment of 200 or more students may receive, upon review by the Dean of the additional
workload arising from class
size, a workload credit of
1.5. The decision to grant the credit
shall rest on the history of enrollments in the course and the number of students pre-registered
in the course at the time
of the appointment. Changes in enrollment after the first class
meeting, whether plus or minus,
will not result in a change in the workload assignment for an appointee
holding a 100% time appointment.
9.
Physical Education
Activity Courses
Ten activity
courses meeting two hours each week constitute a full time workload
for a quarter. The workload will be
adjusted appropriately if the activity
courses meet more frequently.
10. Split Courses
Prior approval by the appropriate Dean is required
to split a course. Courses of 200-plus enrollment that are split will be assigned a workload value of 1.0
each. For split courses with enrollments of 199 and less, the
Dean will recommend
to the Vice Chancellor-Academic
Affairs a workload value based on programmatic considerations.
11. Team Taught Courses
The workload
assignment for team taught courses will be made in proportion
to the responsibilities the Unit member has for the course.
12. Technical Courses
in the Department of Visual Arts
Technical courses
are valued at 1.0
even if first-time taught.
Only one equivalency will be applied to the same course -- no double credits.
For example, a first-
time taught course with an enrollment of 200
or more students will be assigned an equivalency of 1.5(not 3.0).
H. Loyalty Oath
Prospective University
of California employees
who are U.S. citizens are required to sign the State
Oath of Allegiance on or before the service period. Once signed, no corrections of alterations shall be made on the Oath. If the Oath is signed after the service period, payments
for services performed prior to signing the Oath, called
"Damage Claims," may be
claimed under certain conditions. This policy is not applicable to non-citizens.
I.
Patent Agreement
All temporary
faculty hired by the University, salaried or non-salaried and citizen or noncitizen, must sign the University's Patent Agreement.
J.
Affirmative
Action Data Transmittal Form
All temporary
academic appointees must be given
the opportunity to identify themselves
as to ethnic background, handicapped status, and Vietnam era background. Identification forms must be given to the temporary
academic appointee at the time of appointment.
The completion of the Ethnic Identity portion of the form is not mandatory
for salaried temporary appointees; however, it is mandatory that the University
report to the Federal government, so supervisors may have to make the identification for the candidate.
The completion of the
identification of Handicapped/Vietnam Era Veterans portion is voluntary.
K. Employment Eligibility Verification (Form I-9)
The Immigration Reform and Control Act
of November 6, 1986, requires that all employees who are paid through
the payroll process
provide verification of eligibility
to work in the United States.
The Federal Government has designated the I-9
form. Employment eligibility Verification, as the document to be used in this verification process. Forms with instructions are available at the
campus Storehouse. If you have questions about the form and/or the process, contact the Academic Personnel Office.
L.
Other Required Attachments
Other required
attachments include the following:
1.
Withholding Allowance
Certificate (UC W-4)
2.
Benefits Eligibility Level Indicator (BELI)
3.
Payroll
Wage Distribution Request
4.
Statement of Citizenship (AT-1), where applicable
5.
Certificate of Alien (1078), where applicable
6.
Substance Abuse Statement
III.
PROCEDURES
A.
Appropriate Authority
and Review Chart with Document Checklist
(Exhibit A)
In preparing
files for appointment of temporary academic employees, refer to "UCSD
Temporary Academic Appointment Authority
and Review Chart with Document Checklist," Exhibit
A, to determine the necessary documentation for each title.
B.
Terms of Appointment
1.
Pre-Six-Year Appoinments
Appointments for the first six years of service in a
title in Unit 18.
a.
Initial
Appointment
The initial
appointment will be for a
maximum of one year. The department chair's letter of recommendation shall discuss the candidate's qualifications to assume the responsibilities of the position.
This information shall address:
1.
education and training
in the field;
2.
previous experience;
3.
other special skills that will be
meaningful to the assignment;
4.
specific course(s) to be
taught;
5.
justification of proposed
percentage of time; and
6.
justification of proposed
salary.
There must be
a clear statement regarding
the appointee's ability to teach. A letter of
recommendation from outside the University
is desirable. Lacking an external letter, it is important that there is firsthand evidence
from those within the University
as to the candidate's ability to teach the course(s).
b.
Subsequent Appointments
Subsequent appointments are normally for a
maximum of one year and can be for two or three years only if funding has been
approved for the period proposed.
The department chair's letter shall address:
1.
the candidate's qualifications to assume responsibilities of the proposed position;
2.
justification of proposed
percentage of time;
3.
justification of proposed
salary (if a merit increase
is due but not proposed,
an explanation is required);
4.
evaluations of the candidate's performance in teaching previous courses
for the department; and
5.
justification of the candidate's ability to teach newly
assigned courses.
2.
Post-Six-Year Appointments
a.
A unit member with 18
or more quarters of service in a covered
title is entitled
to consideration for a three-year appointment. If a
department has a candidate who is
eligible for a post-six-year, three-year appointment and decides not to propose the
candidate for such an appointment, the department must document
its reasons in an academic file which will undergo
the usual academic review.
All post-six-year, three-year appointments are for three years regardless
of the percentage of time. (Non-salaried lecturers are not members of Unit 18,
and policies and procedures in this PPM are not applicable to such appointees.)
b.
Departmental Decision
If a department wishes to consider a post-six-year appointment for a
Unit 18 member, it must first submit a
request to the Vice Chancellor-Academic
Affairs for funds to support the appointment. Such requests must address the following questions:
1.
Is there a
continuing or anticipated instructional need for
the courses that the
proposed appointee will teach? The determination of instructional need cannot be arbitrary or unreasonable. Instructional need includes, but is not limited to, the following:
a.
The relative
needs or demands of budgetary
resources, as determined
by the campus for the department, program, or board; and/or
b.
The review and assessment by the campus, based on its
academic judgment, of curricular needs; program needs; and relative
need for faculty of various
ranks.
2.
Is there a
need for teaching so specialized in character that it cannot be
done with equal effectiveness by regular faculty
members or by strictly
temporary appointees?
c.
Administration's Decision
The department's request for funding should be submitted to the Vice Chancellor- Academic Affairs by October 31.
It will be reviewed by the Program Review Committee
and a final decision will be made by the Vice Chancellor-Academic
Affairs. The Vice Chancellor's decision
shall be in writing and, if it is negative, shall give the reasons.
d.
Department Chair's
Responsibilities
Upon receipt of a favorable decision from the vice Chancellor-Academic
Affairs regarding funding, the chair may begin the preparation of the appointment file. The file must
demonstrate that the instructional performance of the candidate has been
excellent based on the criteria
specified in Section E, Article VII, of the memorandum of Understanding. The candidate
shall be informed in writing of the following:
1.
Whether the review will be
done by the chair, by a
departmental committee, or by
a department committee with a Unit 18
member on it.
2.
The purpose
of the review.
3.
The timing of the review.
4. The criteria by which the Unit member will be evaluated. In cases involving Lecturers, teaching
performance will likely be the sole criteria
by which they are
judged. They must be apprised of the evidence
that will be used
to evaluate their performance.
5.
The procedure
that will be followed, the nature of the departmental review, the review by a
Provost, the review by the Committee on Academic Personnel, and that the final decision will be
made by the appropriate dean.
6.
That the candidate can provide letters of assessment
from persons of their own choosing for inclusion
in the file.
7.
That the candidate can submit written comments on the departmental evaluation before the department makes its decision.
8.
That the candidate can submit a written comment on the department's recommendation for inclusion in the file.
e.
Evaluation
Unit members proposed for post-six-year appointments are to be evaluated on the basis of:
1.
Demonstrated teaching
ability.
2.
Demonstrated ability in other assigned duties,
if any.
f.
Teaching Performance
Teaching performance
is to be measured by evidence
of:
1.
Command of subject matter.
2.
Continued growth in mastering
new topics.
3.
Ability to organize and present course materials.
4.
Ability to awaken in students an awareness of the importance
of the subject matter.
5.
Ability to arouse curiosity
in beginning students.
6.
Ability to stimulate advanced
students to do creative work.
7.
Achievement of students in their field.
g.
Documentation
Documentation shall include: Summary form; chair's letter; letters of recommendation;
Waiver statement or Certifications A and B for current UCSD employees; departmental summary of file, if any; candidate's statement,
if any; letters of recommendation; Course Load and Student
Direction form; candidate's syllabus per course taught
previously; teaching evaluations; Annual Supplement to Biography, if
any; publications, book reviews,
tapes, and creative
works, if any; updated Biography, appropriate payroll
forms; and Vice Chancellor-Academic Affairs'
three-year funding approval.
h.
Dean's Final Decision
Following Committee
on Academic Personnel
Review, when appropriate, the final decision will be
conveyed in writing to the candidate by the appropriate dean. If the decision is positive, the dean's letter will specify
the conditions of the appointment. If the decision is negative, the dean will provide the department
with written reasons for the decision.
C.
Documents to be
Submitted with Temporary
Academic Files Recommending Appointment
1.
Academic Appointment Summary Form for Temporary Employees (Exhibit B)
The Summary form is a cover sheet affixed
to each file and provides
important information for the review and appointment of temporary academic appointees. This form recaps the
departmental recommendation and the appointee's University of California
employment history, if any, and provides for the orderly processing
of the file through various
reviewing parties.
a.
Summary form must be accurately completed and coincide with the information supplied in the Chair's recommending letter, the personnel
transaction form, and the
candidate's Biography. Funding source information must be
shown.
b.
Highest degree earned must be
provided, giving type, institution and date of receipt.
c.
College of FTE (or the Funding College) should be listed, not the Reviewing College.
d.
Effective dates of the proposed appointment must include both begin and end dates.
e.
Present status must show the current effective dates of employment
(not the last or the
most recent employment), home institution, title, salary, and percentage of time; also, indicate whether appointment is on a
9-month, 11-month, or 12-month basis. If no
current employment, indicate "NONE."
f.
Show in parentheses, under the proposed
salary, the date of the salary scale applicable
to this salary.
g.
If appointment is for two quarters or for the entire
academic year and the percentage of time is variable, use slashes (/) to separate and show the percentage of time for each
quarter. For example:
1.
Effective 7/1/XX -
6/30/XX
%Time: 100/67/33
(this represents
100% for Fall Quarter, 67% for Winter, and 33% for Spring)
2.
Effective 10/1/XX -
3/31/XX
% Time: 50/33
(This represents
50% for Fall Quarter and 33% for Winter)
h.
If a temporary appointee will hold a
joint appointment in two or more departments,
show all departments and percent
time in each, identifying primary department
and corresponding percent time, etc., marked (1), and secondary department with corresponding percent
time, etc., marked (2).
i.
Check the applicable boxes if:
1.
the appointee is on leave from their home institution; is a registered UC graduate student; or is a
retired faculty from another institution;
2.
the appointment reflects
a merit increase; a 3-year appointment; or a concurrent UCSD appointment.
j.
Under "Previous UC Experience," show all University of California employment history, i.e., staff, academic,
or graduate student employment (work history
at either the Lawrence Livermore
National Laboratory or the Los Alamos National
Scientific Laboratory do not apply). Show the actual dates (not the quarters), titles, percentage of time, departments and UC campus, if applicable. Under the annual salary, show in
parentheses the date of the salary scale used, and place an asterisk before the dollar sign when the figure includes a merit increase,
if any. For Example: "$29,236 (1/1/90).
k. The total Unit 18
quarters must show the number of quarters
the candidate has accumulated from the beginning
of employment at UCSD in a
unit title (Ref. MOU 1-B
for covered titles), regardless of break
in service, through the most recent Unit 18
appointment.
l.
List the proposed classes.
Show the quarter and year of instruction (e.g., Fall '90), course number, course name, projected enrollment
and actual enrollments for the last two quarters in the past two years the courses were taught. If space is not sufficient,
attach the additional information, using the same format as shown on the Summary form, and indicate "see
attached" on the form.
(NOTE:
"Hours/Week" column is provided
for the use of the Department of Physical
Education.)
m. List other duties, if any, such as directing
the work of Teaching Assistants or Readers and, if so, for which courses.
Office hours shall be
consistent with departmental policy; TBA (to be
announced, if necessary, is acceptable.
n.
Name of designated
supervisor(s). In all cases, the department
chair or program coordinator (for programs
not affiliated with a
department) shall be the appointee's
supervisor. In instances where there is a
program coordinator within a
department, the department chair may delegate in writing a major portion of the supervision to the
departmental program coordinator.
2.
Recommending Officer's
Letter
The recommending officer's letter is a
presentation of the department's recommendation based upon the evaluation
of the temporary appointee by all applicable members of the department.
(NOTE: Although the department
chair bears responsibility for documentation and presentation of the departmental recommendation, it may be advantageous in larger departments for a
departmental ad hoc committee to be appointed to advise the department.)
3.
Waiver or Certifications A and B
Departments shall submit either a Waiver or Certifications A and B for temporary
appointees who have no break in
service between appointments.
4.
Departmental Summary (if any)
A copy of the departmental summary of the file, if any, which was given to the candidate shall be included in the file.
5.
Candidate's Summary
(if any)
The statement
of the candidate in response
to the departmental summary, if the candidate chooses to submit one, shall be part of the temporary appointee's file.
6.
External Referee
Identification List, if appropriate
7.
Solicitation Letters and External
Referee Letters
a.
A copy of the chair's letter to outside referees
shall be attached. If the same letter is sent
to several individuals, only one
copy shall be included in the file with an indication at the bottom of the letter of the names of all recipients.
b.
The chair shall explain
to external referees the nature of the position,
i.e., temporary appointment, and explain the importance of the need to evaluate the candidate's
teaching ability and experience.
c.
The chair shall solicit evaluations from individuals who are expert in the appointee's
field and able to provide an objective
appraisal of the appointee's work. Referees
should be urged to provide critical
evaluation rather than uncritical praise.
d.
Evaluation letters
can be solicited from academic
appointees at other University of California campuses; evaluations by other department members who may be familiar with the candidate's teaching
ability and experience are acceptable.
e.
All letters solicited
by the department and the candidate
shall be included in the file submitted for review.
8.
Course Loan and Student
Direction Form (Exhibit C)
This form is required
for reappointments. A complete record of previously
taught courses shall be listed
and signed by the appointee.
If the candidate is unavailable for signature, the form should be
annotated and the signature obtained as soon as the candidate
is available, the signed
form shall be submitted immediately to the Academic Personnel
Office to be added
to the candidate's file.
9.
Candidate's Syllabus
The candidate's syllabus for each previously taught course should be
included in the file submitted for review.
10. Teaching Evaluations
CAPE published
evaluations shall be included in the file submitted for review. Summaries
of unpublished CAPE evaluations or departmental evaluations shall be attached. Individual student evaluations covering a current
review might be called for by reviewers.
11. Biography Form
The form submitted must be
reviewed and signed by the temporary appointee.
If the candidate is unavailable for signature,
the form should be annotated and the signature obtained later when the candidate
is available. An updated Biography form must be completed and signed within the past year and a
vitae may be attached, if any.
The last page of the Biography form provides space for bibliographic listings, if any. If it is
more convenient to list publications on a separate sheet, staple
the page(s) to the back of the Biography form. The bibliographies submitted by temporary
appointees do not have
to be arranged in the standard format required
for permanent faculty.
12. Annual Supplement to Biography, where applicable
These should be submitted if the candidate
has activities that they wish to report.
13. Publications, Book Reviews,
Tapes, Creative Work
Publications, book reviews, etc., are not required but may be included as evidence of qualifications.
14. Payroll Forms
a.
All data must coincide with information on the Biography form,
Summary form, and chairs
recommending letter.
b.
Chair
signs Employment Certification form; candidate does not sign until appointment has been approved and offer made.
c.
Specific funding source must be
shown on the appropriate block of the Employment form.
d.
I-9 Form must not be verified until appointment has been
approved and offer made.
e.
the rest of the payroll forms must be completed by the department; candidate
does not sign until appointment has been
approved and offer made.
15. Affirmative Action Compliance Report
16. Three-Year Funding Approval
D.
Assembling Temporary
Academic Files
(NOTE: Only an original file is required
for temporary academic appointments.)
1.
Files
shall be assembled in the order listed and stapled together in the upper
left-hand corner.
a.
Summary Form.
b.
Recommending officer's
letter.
c.
Waiver or
Certifications A and B for UC employees without a break in service.
d.
Departmental summary, if any
e.
Candidate's statement, if any.
f.
External referee
identification list, if any.
g.
Solicitation letters and external referee letters.
h.
Course Load and Student
Direction Form.
i.
Candidate's syllabus
for courses taught previously.
j.
Teaching evaluations.
(For post-six-year appointments, teaching
evaluations shall be from the initial appointment until the time of review. Individual teaching
evaluation forms should not be submitted with the files unless reviewers
specifically request them; instead, the department should provide statistical summaries of the evaluations, as well as summaries of student comments.)
2.
The following
shall be stapled separately from the above.
a.
Biography form with bibliography and/or curriculum vitae stapled to back page, if
any.
b.
Annual Supplement to Biography, if any.
c.
Publications, book reviews, tapes, creative work, if any.
d.
Payroll forms.
e.
Vice Chancellor-Academic Affairs funding approval for post-six-year appointment.
E.
Routing the File
The Department shall forward/route only one
copy of the complete file (original
file); three copies of the Summary and
the payroll forms shall be routed directly to the Academic
Personnel Office.
1.
General Campus
Departments shall send the original file to the appropriate Reviewing College Provost:
Arts & Humanities -- Fifth College Provost
Mathematics Muir
College Provost
Natural Sciences -- Revelle College Provost
Social Sciences -- Third College Provost
Engineering -- Warren College Provost
For initial appointments, following
evaluation by the Reviewing Provost,
all files will be
sent by the Academic Personnel Office to the Dean of the relevant division for final decision.
For subsequent
appointments, following evaluation by the Reviewing
Provost, all files will be sent
by the Academic Personnel Office to the Committee on Academic Personnel
(via the Vice Chancellor-Academic Affairs)
for evaluation and to the Dean of the relevant division for final decision.
2.
Scripps Institution of Oceanography (SIO)
All files for an initial appointment in the Graduate
Department of SIO will be sent
by the Academic Personnel
Office to the Director of SIO for final decision.
All files for a
second or subsequent term will be sent
by the Academic Personnel Office to the Committee on Academic Personnel (via the vice Chancellor-Academic
Affairs) and to the Director of SIO for final decision.
3.
School of Medicine (SOM)
All files for an initial appointment in the School of Medicine
will be sent by the Academic Personnel Office to the Dean of SOM for final decision.
All files for a
second or subsequent term will be sent
by the Academic Personnel Office to the Committee on Academic Personnel (via the Vice Chancellor-Academic
Affairs) and to the Dean of SOM for final decision.
F.
Offer Letter
Only the appropriate Dean is authorized to make a formal offer to a
temporary appointee and the
terms
and conditions of the appointment are spelled out in the offer letter.
IV.
REVISION HISTORY
January
1, 1991 This
policy was made effective.
April 27,
2018 Minor
technical edits to update policy hyperlinks.
May
1, 2020
Technical edits to remove gendered
language.
Exhibit A
APPROPRIATE
AUTHORITY AND REVIEW CHART WITH DOCUMENT CHECKLIST
REVISION HISTORY
May 1,
2020
This policy was
reviewed for gender neutral language.
Exhibit B
SAMPLE CONCURRENT APPOINTMENT
Academic Appointment Summary form for Temporary Employees
REVISION HISTORY
May 1,
2020
This policy was
reviewed for gender neutral language.
Exhibit C
COURSE LOAD AND STUDENT DIRECTION
REVISION HISTORY
May 1,
2020
This policy was
reviewed for gender neutral language.
Exhibit D
WORKLOAD VALUES BY DEPARTMENT
University of California, San Diego
Workload values have
been established for the following courses. The notation "All Standard
Courses" means that all courses
in the department are valued at 1.0.
DEPARTMENT OF ANTHROPOLOGY
All Standard Courses
DEPARTMENT OF APPLIED MECHANICS
AND ENGINEERING SCIENCES
AMES 15
1.50
AMES 156A ME Design I (amended
2/1/89)
1.00
AMES 156B ME Design II (amended
7/24/89)
1.50
AMES 170, 171A,
177 A, 177B
1.50
DEPARTMENT OF BIOLOGY
Biology 103, 112, 123, 132, 138, 142,
1.50
152, 154, 157, 168L
DEPARTMENT OF CHEMISTRY
Chemistry 4 (amended 7/5/88)
1.50
Chemistry 6BL (amended
12/8/89)
1.50
Chemistry 143A, 143B, 143C
1.50
CHICANO STUDIES (Program)
CHINESE STUDIES (Program)
CLASSICAL STUDIES (Program)
COGNITIVE SCIENCE (Program)
All Standard
Courses
DEPARTMENT OF COMMUNICATION
Communication/SF 101A, 101B
1.50
Communication/Cul 113,
116
1.50
COMPARATIVE STUDIES IN LANGUAGE,
SOCIETY & CULTURE (Program)
All Standard
Courses
COMPUTER SCIENCE AND ENGINEERING (CSE)
CSE 70, 175B,
175C
1.50
CONTEMPORARY BLACK ARTS PROGRAM (Program)
All Standard
Courses
CONTEMPORARY ISSUES (Program)
Contemporary Issues 23,
50
0.50
CULTURAL TRADITIONS (Program)
EARTH SCIENCES
(Program)
DEPARTMENT OF ECONOMICS
ELECTRICAL AND COMPUTER ENGINEERING (ECE)
FRONTIERS OF SCIENCE (Program)
DEPARTMENT OF HISTORY
HUMANITIES (Program)
ITALIAN STUDIES (Program)
JAPANESE LANGUAGE
(Program)
JUDAIC STUDIES (Program)
LAW & SOCIETY (Program)
All Standard Programs
DEPARTMENT OF LINGUISTICS
Linquistics 51, 52, 53,
54
0.75
Linquistics 31, 32, 33,
34
0.50
Linquistics 31/51, 32/52, 33/53, 34/54 (combined)
1.00
Linquistics 11, 19
Determined on the basis of a 50% appointment for each fifty students
registered in either class
DEPARTMENT OF LITERATURE
French 9, 10, 25,
50
0.75
Spanish 7, 8, 10, 25,
50
0.75
German 10, 15
0.75
25 (amended 8/17/88)
1.00
Italian 1, 2, 3
0.75
Russian 1A, 1B, 1C (amended
2/1/89)
1.00
2A, 2B, 2C (amended 2/1/89)
1.00
DEPARTMENT OF MATHEMATICS
All Standard
Courses
DEPARTMENT OF MUSIC
Music 32, 132, 232 Six hours of private lessons
per week equals one
course
DEPARTMENT OF PHILOSOPHY
All Standard Courses
DEPARTMENT OF PHYSICAL EDUCATION
Physical Education
160L (amended 4/26/88)
0.50
DEPARTMENT OF PHYSICS
Physics 2A-a, 2A-b
2.25
Physics 2B-a, 2B-b (amended 3/16/87)
2.25
Physics 1AL, 1CL
0.50
DEPARTMENT OF POLITICAL SCIENCE
DEPARTMENT OF PSYCHOLOGY
RUSSIAN AND SOVIET STUDIES PROGRAM (Program)
SCIENCE, TECHNOLOGY AND PUBLIC AFFAIRS (Program)
SCRIPPS INSTITUTION OF OCEANOGRAPHY
All Standard
Courses
SOCIAL SCIENCE (Program)
Social Science
60 (amended 3/30/87)
1.50
DEPARTMENT OF SOCIOLOGY
All Standard Courses
TEACHER EDUCATION
PROGRAM
TEP 170A, 170B, 170C (amended 3/30/89)
2.00
TEP 171A, 171B, 171C (amended 3/30/89)
1.50
TEP 180A, 180B
2.00
TEP 181A, 181B
1.50
TEP 181C (amended 3/16/87)
1.50
DEPARTMENT OF THEATRE
THIRD WORLD STUDIES (Program)
All Standard
Courses
URBAN STUDIES & PLANNING (Program)
USP 131L
0.50
USP 186A, 186B, 186C
1.50
DEPARTMENT OF VISUAL ARTS
GRADUATE SCHOOL OF INTERNATIONAL RELATIONS AND PACIFIC STUDIES
All Standard
Courses
REVISION HISTORY
May 1,
2020
This policy was
reviewed for gender neutral language.